CB IB Operations and Controls - Branch Operation Analyst (Account Opening team) - NCT

Description

Details of the Division and Team :

The Branch Operations Analyst is responsible for ensuring timely, complete, and accurate processing of relevant information, including performing all relevant controls within own area of responsibility. They undertake time critical, complex, or regulated tasks and must ensure the timely escalation of operational, regulatory, and other risks to the line manager and functional leads as appropriate.

The Branch Operations Analyst may also be responsible for building and managing relationships with the front office and other internal and external parties at an appropriate level, in particular around the more time critical, complex or regulated tasks.

What we will offer you :

A healthy, engaged, and well-supported workforce is better equipped to do their best work and, more importantly, enjoy their lives inside and outside the workplace. That’s why we are committed to providing an environment with your development and wellbeing at its center.

You can expect :

Annual health checkup – cost borne by company (once a year)　(above 40years old is TWD10,000 & less than 40 years old is TWD5,000)

EAP – free and confidential counseling, online work-life resources

Annual leaves entitlement

Better Maternity leave

Your key responsibilities :

• FINI’s tax ID registration.
• Cash and securities account opening.
• Trading accounts opening with brokers.
• Process FINI name changed and account closed operations.
• Based on client's request in SLA to daily provide the required statements.
• Communicate with local brokers, Taiwan depositary and local tax agents for account opening and audit process.
• Participant in system enhancement for clients’ request and market change.
• Support client reporting and inquiries for account opening request.
• Support internal reporting and activities for audit and risk control purpose.
• Daily cash and stock reconciliation.

Your skills and experience :

How we’ll support you :

Flexible working to assist you balance your personal priorities

Coaching and support from experts in your team

A culture of continuous learning to aid progression

A range of flexible benefits that you can tailor to suit your needs

Training and development to help you excel in your career