Compliance Specialist

Description

• Serve as Compliance Assurance Function (including Monitoring and Surveillance) Subject Matter Expert (SME) of Taipei Branch to conduct day to day assurance activities, coordinate with Regional offices, and escalate issues identified appropriately.
• Monitor day to day compliance matters impacting on the activities of the Bank, such as distribution of daily official letters, conduct routine monitoring and surveillance per MUFG standard, prepare Core Compliance reports, serves as compliance risk categories SME (e.g., FATCA & CRS).
• Assist Compliance Officer to implement compliance programs to comply with the laws & regulations as well as the Global and Regional Compliance Office policy and procedures, such as prepare / submit various compliance reports, arrange compliance meetings, conduct compliance trainings, review documentations / manuals etc.
• Assist Compliance Officer to address irregularities and deficiencies identified in internal / external audits, Regional Testing, local compliance monitoring & surveillance and coordinate the related audits / testing fieldwork activities.
• Other projects or matters as assigned by Compliance Officer.

Mitsubishi UFJ Financial Group (MUFG) is an equal opportunity employer. We view our employees as our key assets as they are fundamental to our long-term growth and success. MUFG is committed to hiring based on merit and organsational fit, regardless of race, religion or gender.